SEBI IA Registration

Filing complaints on SEBI Complaint Redress System (SCORES) – Easy & quick

• Register on SCORES portal
• Mandatory details for filing complaints on SCORES:
• Name, PAN, Address, Mobile Number, E-mail ID
• Benefits:
• Effective communication
• Speedy redressal of the grievances

You can file complaints on SCORES through https://scores.gov.in/scores/Welcome.html

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors

Revised guidelines on Margin Collection

"Attention Investors:

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide BSE notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and NSE circular no. NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 other guidelines issued from time to time in this regard.
5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

...Issued in the interest of investors”.